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<h2>PLEASE NOTE: This document applies to the HEAD of the source tree</h2>

If you are using a released version of Kubernetes, you should
refer to the docs that go with that version.

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<strong>
The latest release of this document can be found
[here](http://releases.k8s.io/release-1.3/docs/design/horizontal-pod-autoscaler.md).

Documentation for other releases can be found at
[releases.k8s.io](http://releases.k8s.io).
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<h2>Warning! This document might be outdated.</h2>

# Horizontal Pod Autoscaling

## Preface

This document briefly describes the design of the horizontal autoscaler for
pods. The autoscaler (implemented as a Kubernetes API resource and controller)
is responsible for dynamically controlling the number of replicas of some
collection (e.g. the pods of a ReplicationController) to meet some objective(s),
for example a target per-pod CPU utilization.

This design supersedes [autoscaling.md](http://releases.k8s.io/release-1.0/docs/proposals/autoscaling.md).

## Overview

The resource usage of a serving application usually varies over time: sometimes
the demand for the application rises, and sometimes it drops. In Kubernetes
version 1.0, a user can only manually set the number of serving pods. Our aim is
to provide a mechanism for the automatic adjustment of the number of pods based
on CPU utilization statistics (a future version will allow autoscaling based on
other resources/metrics).

## Scale Subresource

In Kubernetes version 1.1, we are introducing Scale subresource and implementing
horizontal autoscaling of pods based on it. Scale subresource is supported for
replication controllers and deployments. Scale subresource is a Virtual Resource
(does not correspond to an object stored in etcd). It is only present in the API
as an interface that a controller (in this case the HorizontalPodAutoscaler) can
use to dynamically scale the number of replicas controlled by some other API
object (currently ReplicationController and Deployment) and to learn the current
number of replicas. Scale is a subresource of the API object that it serves as
the interface for. The Scale subresource is useful because whenever we introduce
another type we want to autoscale, we just need to implement the Scale
subresource for it. The wider discussion regarding Scale took place in issue
[#1629](https://github.com/kubernetes/kubernetes/issues/1629).

Scale subresource is in API for replication controller or deployment under the
following paths:

`apis/extensions/v1beta1/replicationcontrollers/myrc/scale`

`apis/extensions/v1beta1/deployments/mydeployment/scale`

It has the following structure:

```go
// represents a scaling request for a resource.
type Scale struct {
	unversioned.TypeMeta
	api.ObjectMeta

	// defines the behavior of the scale.
	Spec ScaleSpec

	// current status of the scale.
	Status ScaleStatus
}

// describes the attributes of a scale subresource
type ScaleSpec struct {
	// desired number of instances for the scaled object.
	Replicas int `json:"replicas,omitempty"`
}

// represents the current status of a scale subresource.
type ScaleStatus struct {
	// actual number of observed instances of the scaled object.
	Replicas int `json:"replicas"`

	// label query over pods that should match the replicas count.
	Selector map[string]string `json:"selector,omitempty"`
}
```

Writing to `ScaleSpec.Replicas` resizes the replication controller/deployment
associated with the given Scale subresource. `ScaleStatus.Replicas` reports how
many pods are currently running in the replication controller/deployment, and
`ScaleStatus.Selector` returns selector for the pods.

## HorizontalPodAutoscaler Object

In Kubernetes version 1.1, we are introducing HorizontalPodAutoscaler object. It
is accessible under:

`apis/extensions/v1beta1/horizontalpodautoscalers/myautoscaler`

It has the following structure:

```go
// configuration of a horizontal pod autoscaler.
type HorizontalPodAutoscaler struct {
	unversioned.TypeMeta
	api.ObjectMeta

	// behavior of autoscaler.
	Spec HorizontalPodAutoscalerSpec

	// current information about the autoscaler.
	Status HorizontalPodAutoscalerStatus
}

// specification of a horizontal pod autoscaler.
type HorizontalPodAutoscalerSpec struct {
	// reference to Scale subresource; horizontal pod autoscaler will learn the current resource
	// consumption from its status,and will set the desired number of pods by modifying its spec.
	ScaleRef SubresourceReference
	// lower limit for the number of pods that can be set by the autoscaler, default 1.
	MinReplicas *int
	// upper limit for the number of pods that can be set by the autoscaler.
	// It cannot be smaller than MinReplicas.
	MaxReplicas int
	// target average CPU utilization (represented as a percentage of requested CPU) over all the pods;
	// if not specified it defaults to the target CPU utilization at 80% of the requested resources.
	CPUUtilization *CPUTargetUtilization
}

type CPUTargetUtilization struct {
	// fraction of the requested CPU that should be utilized/used,
	// e.g. 70 means that 70% of the requested CPU should be in use.
	TargetPercentage int
}

// current status of a horizontal pod autoscaler
type HorizontalPodAutoscalerStatus struct {
	// most recent generation observed by this autoscaler.
	ObservedGeneration *int64

	// last time the HorizontalPodAutoscaler scaled the number of pods;
	// used by the autoscaler to control how often the number of pods is changed.
	LastScaleTime *unversioned.Time

	// current number of replicas of pods managed by this autoscaler.
	CurrentReplicas int

	// desired number of replicas of pods managed by this autoscaler.
	DesiredReplicas int

	// current average CPU utilization over all pods, represented as a percentage of requested CPU,
	// e.g. 70 means that an average pod is using now 70% of its requested CPU.
	CurrentCPUUtilizationPercentage *int
}
```

`ScaleRef` is a reference to the Scale subresource.
`MinReplicas`, `MaxReplicas` and `CPUUtilization` define autoscaler
configuration. We are also introducing HorizontalPodAutoscalerList object to
enable listing all autoscalers in a namespace:

```go
// list of horizontal pod autoscaler objects.
type HorizontalPodAutoscalerList struct {
	unversioned.TypeMeta
	unversioned.ListMeta

	// list of horizontal pod autoscaler objects.
	Items []HorizontalPodAutoscaler
}
```

## Autoscaling Algorithm

The autoscaler is implemented as a control loop. It periodically queries pods
described by `Status.PodSelector` of Scale subresource, and collects their CPU
utilization. Then, it compares the arithmetic mean of the pods' CPU utilization
with the target defined in `Spec.CPUUtilization`, and adjusts the replicas of
the Scale if needed to match the target (preserving condition: MinReplicas <=
Replicas <= MaxReplicas).

The period of the autoscaler is controlled by the
`--horizontal-pod-autoscaler-sync-period` flag of controller manager. The
default value is 30 seconds.


CPU utilization is the recent CPU usage of a pod (average across the last 1
minute) divided by the CPU requested by the pod. In Kubernetes version 1.1, CPU
usage is taken directly from Heapster. In future, there will be API on master
for this purpose (see issue [#11951](https://github.com/kubernetes/kubernetes/issues/11951)).

The target number of pods is calculated from the following formula:

```
TargetNumOfPods = ceil(sum(CurrentPodsCPUUtilization) / Target)
```

Starting and stopping pods may introduce noise to the metric (for instance,
starting may temporarily increase CPU). So, after each action, the autoscaler
should wait some time for reliable data. Scale-up can only happen if there was
no rescaling within the last 3 minutes. Scale-down will wait for 5 minutes from
the last rescaling. Moreover any scaling will only be made if:
`avg(CurrentPodsConsumption) / Target` drops below 0.9 or increases above 1.1
(10% tolerance). Such approach has two benefits:

* Autoscaler works in a conservative way. If new user load appears, it is
important for us to rapidly increase the number of pods, so that user requests
will not be rejected. Lowering the number of pods is not that urgent.

* Autoscaler avoids thrashing, i.e.: prevents rapid execution of conflicting
decision if the load is not stable.

## Relative vs. absolute metrics

We chose values of the target metric to be relative (e.g. 90% of requested CPU
resource) rather than absolute (e.g. 0.6 core) for the following reason. If we
choose absolute metric, user will need to guarantee that the target is lower
than the request. Otherwise, overloaded pods may not be able to consume more
than the autoscaler's absolute target utilization, thereby preventing the
autoscaler from seeing high enough utilization to trigger it to scale up. This
may be especially troublesome when user changes requested resources for a pod
because they would need to also change the autoscaler utilization threshold.
Therefore, we decided to choose relative metric. For user, it is enough to set
it to a value smaller than 100%, and further changes of requested resources will
not invalidate it.

## Support in kubectl

To make manipulation of HorizontalPodAutoscaler object simpler, we added support
for creating/updating/deleting/listing of HorizontalPodAutoscaler to kubectl. In
addition, in future, we are planning to add kubectl support for the following
use-cases:
* When creating a replication controller or deployment with
`kubectl create [-f]`, there should be a possibility to specify an additional
autoscaler object. (This should work out-of-the-box when creation of autoscaler
is supported by kubectl as we may include multiple objects in the same config
file).
* *[future]* When running an image with `kubectl run`, there should be an
additional option to create an autoscaler for it.
* *[future]* We will add a new command `kubectl autoscale` that will allow for
easy creation of an autoscaler object for already existing replication
controller/deployment.

## Next steps

We list here some features that are not supported in Kubernetes version 1.1.
However, we want to keep them in mind, as they will most probably be needed in
the future.
Our design is in general compatible with them.
*  *[future]* **Autoscale pods based on metrics different than CPU** (e.g.
memory, network traffic, qps). This includes scaling based on a custom/application metric.
* *[future]* **Autoscale pods base on an aggregate metric.**  Autoscaler,
instead of computing average for a target metric across pods, will use a single,
external, metric (e.g. qps metric from load balancer). The metric will be
aggregated while the target will remain per-pod (e.g. when observing 100 qps on
load balancer while the target is 20 qps per pod, autoscaler will set the number
of replicas to 5).
* *[future]* **Autoscale pods based on multiple metrics.** If the target numbers
of pods for different metrics are different, choose the largest target number of
pods.
* *[future]* **Scale the number of pods starting from 0.** All pods can be
turned-off, and then turned-on when there is a demand for them. When a request
to service with no pods arrives, kube-proxy will generate an event for
autoscaler to create a new pod.  Discussed in issue [#3247](https://github.com/kubernetes/kubernetes/issues/3247).
* *[future]* **When scaling down, make more educated decision which pods to
kill.** E.g.: if two or more pods from the same replication controller are on
the same node, kill one of them. Discussed in issue [#4301](https://github.com/kubernetes/kubernetes/issues/4301).




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